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Recent Activities

Activities between Nov. 15, 2024, 7:33 p.m. and Nov. 22, 2024, 7:33 p.m. from: Broker-Dealer And Alternative Trading Systems.

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China's largest brokerage formed by Guotai Junan and Haitong's US$14.5 billion merger

Document Date: Nov. 22, 2024, 7:57 a.m. / Source: South China Morning Post
Activity Class: CorporateFinanceActivity / Type: Merger / Region: People’s Republic of China
Protagonist: Document Extract: Guotai Junan Securities and Haitong Securities have laid out details of their 103 billion yuan (US $ 14.5 billion) merger plan that will create China's biggest brokerage.
Document Source: https://www.scmp.com/business/china-business/article/3287702/chinas-largest-brokerage-formed-guotai-junan-and-haitongs-us145-billion-merger (archive.org page / archive.org listing)


South Korea's Hanwha Life to acquire majority stake in U.S.-based Velocity Clearing, allowing both companies to target global markets

Document Date: Nov. 20, 2024, 2 p.m. / Source: PR Newswire
Activity Class: CorporateFinanceActivity / Type: Acquisition / Region: United States
Buyer: Target: Document Extract: South Korea's Hanwha Life to acquire majority stake in U.S. - based Velocity Clearing, allowing both companies to target global markets.
Document Source: https://www.prnewswire.com/news-releases/south-koreas-hanwha-life-to-acquire-majority-stake-in-us-based-velocity-clearing-allowing-both-companies-to-target-global-markets-302311185.html (archive.org page / archive.org listing)


South Korea's Hanwha Life to Acquire Majority Stake in U.S.-Based Velocity Clearing, Allowing Both Companies to Target Global Markets

Document Date: Nov. 20, 2024, 5 p.m. / Source: Business Wire
Activity Class: CorporateFinanceActivity / Type: Acquisition / Region: United States
Buyer: Target: Document Extract: South Korea's Hanwha Life to Acquire Majority Stake in U.S. - Based Velocity Clearing, Allowing Both Companies to Target Global Markets.
Document Source: https://www.businesswire.com/news/home/20241120895986/en/South-Korea%25E2%2580%2599s-Hanwha-Life-to-Acquire-Majority-Stake-in-U.S.-Based-Velocity-Clearing-Allowing-Both-Companies-to-Target-Global-Markets (archive.org page / archive.org listing)


MAG Wealth Management Acquires Ovation Wealth Advisors, Rebrands as Carson Wealth

Document Date: Nov. 20, 2024, 3:14 p.m. / Source: PR Newswire
Activity Class: CorporateFinanceActivity / Type: Acquisition / Region: Minnesota
Buyer: Target: Document Extract: OMAHA, Neb., Nov. 20, 2024 /PRNewswire/ - MAG Wealth Management announced its acquisition of Ovation Wealth Advisors and its subsequent rebranding to Carson Wealth.
Document Source: https://www.prnewswire.com/news-releases/mag-wealth-management-acquires-ovation-wealth-advisors-rebrands-as-carson-wealth-302311656.html (archive.org page / archive.org listing)


Webull to Expand Access to Crypto Futures with Coinbase Derivatives

Document Date: Nov. 20, 2024, 2 p.m. / Source: PR Newswire
Activity Class: PartnershipActivity / Region: United States
Partnership: Document Extract: Webull to Expand Access to Crypto Futures with Coinbase Derivatives. NEW YORK, Nov. 20, 2024 /PRNewswire/ - Webull, a leading digital investment platform, today announced the expansion of its crypto futures offering with Coinbase Derivatives, LLC (Coinbase Derivatives) , a futures exchange registered with the Commodity Futures Trading Commission (CFTC) . Webull users in the U.S. will be able to trade futures contracts for Bitcoin (BTI) , nano Bitcoin (BIT) , Ethereum (ETI) , and nano Ether (ET) directly on the Webull platform. Webull launched futures and commodities trading in March 2024, which expands access and grants users the ability to further diversify their portfolios and manage risk more effectively. Webull will be bringing its advanced trading tools and Coinbase Derivatives' crypto futures offerings together for a seamless experience.
Document Source: https://www.prnewswire.com/news-releases/webull-to-expand-access-to-crypto-futures-with-coinbase-derivatives-302311272.html (archive.org page / archive.org listing)


Lightning AI Raises $50M to Simplify and Scale AI Development For Enterprises and Developers

Document Date: Nov. 21, 2024, 3 p.m. / Source: PR Newswire
Activity Class: CorporateFinanceActivity / Type: Investment / Region: United States
Investor: Target: Document Extract: NEW YORK, Nov. 21, 2024 /PRNewswire/ - Lightning AI, creator of the PyTorch Lightning framework, announced a $ 50 million equity investment from Cisco Investments, J.P. Morgan, K5 Global and NVIDIA, bringing total funding to $ 103 million.
Document Source: https://www.prnewswire.com/news-releases/lightning-ai-raises-50m-to-simplify-and-scale-ai-development-for-enterprises-and-developers-302313164.html (archive.org page / archive.org listing)


Condor Announces $10 Million Brokered Financing, With Participation by Lead Investors Eurasia Resource Value S.E. and Other Strategic Investors

Document Date: Nov. 20, 2024, 11:36 p.m. / Source: GlobeNewswire
Activity Class: CorporateFinanceActivity / Type: Investment / Region: Canada
Investor: Target: Document Extract: Condor Announces $ 10 Million Brokered Financing, With Participation by Lead Investors Eurasia Resource Value S.E. and Other Strategic Investors.
Document Source: https://www.globenewswire.com/news-release/2024/11/20/2984850/0/en/Condor-Announces-10-Million-Brokered-Financing-With-Participation-by-Lead-Investors-Eurasia-Resource-Value-S-E-and-Other-Strategic-Investors.html (archive.org page / archive.org listing)


Condor Announces $10 Million Brokered Financing, With Participation by Lead Investors Eurasia Resource Value S.E. and Other Strategic Investors

Document Date: Nov. 20, 2024, 11:36 p.m. / Source: GlobeNewswire
Activity Class: CorporateFinanceActivity / Type: Ipo / Region: Canada
Vendor: Buyer: Participant: Document Extract: CALGARY, Alberta, Nov. 20, 2024 (GLOBE NEWSWIRE) - Condor Energies Inc. ("Condor" or the "Company") (TSX: CDR) is pleased to announce that it has entered into an agreement with Research Capital Corporation, as the lead agent and sole bookrunner, on behalf of a syndicate of agents, including Auctus Advisors LLP and Canaccord Genuity Corp. (collectively, the "Agents") in connection with a brokered private placement of common shares of the Company (the "Common Shares") at a price of $ 1.90 per Common Share for aggregate gross proceeds of up to $ 10,000,000 (the "Offering") .
Document Source: https://www.globenewswire.com/news-release/2024/11/20/2984850/0/en/Condor-Announces-10-Million-Brokered-Financing-With-Participation-by-Lead-Investors-Eurasia-Resource-Value-S-E-and-Other-Strategic-Investors.html (archive.org page / archive.org listing)


SOL Global Announces C$3.6 Million Brokered Private Placement of Units

Document Date: Nov. 19, 2024, 1:51 p.m. / Source: GlobeNewswire
Activity Class: PartnershipActivity
Partnership: Document Extract: TORONTO, Nov. 19, 2024 (GLOBE NEWSWIRE) - SOL Global Investments Corp. (CSE: SOL; OTC Pink: SOLCF) (FSE: 9SB) ("SOL Global" or the "Company") is pleased to announce that it has entered into an agreement with Canaccord Genuity Corp. ("Canaccord Genuity") and Clarus Securities Inc. ("Clarus", and together with Canaccord Genuity, the "Co-Lead Agents") , as co-lead agents and co-bookrunners, and on behalf of a syndicate of agents (collectively with the Co-Lead Agents, the "Agents") , pursuant to which the Agents will offer for sale up to 18,000,000 units of the Company (each, a "Unit") at a price of $ 0.20 per Unit (the "Offering Price") , on a brokered private placement "best efforts" agency basis, for aggregate gross proceeds to the Company of up to $ 3,600,000 (the "Offering") . Each Unit will consist of one common share in the capital of the Company (each, a "Common Share") and one half of one common share purchase warrant of the Company (each whole warrant, a "Warrant") . Each Warrant will be exercisable to acquire one additional Common Share (each, a "Warrant Share") at an exercise price of $ 0.30 per Warrant Share for a period of 24 months from the Closing Date (as defined herein) . The Units issued by way of the listed issuer financing exemption under Part 5A of National Instrument 45-106 - Prospectus Exemptions ("NI 45-106") , including the underlying securities, will not be subject to a statutory hold period pursuant to applicable Canadian securities laws. The Offering will be made pursuant to the listed issuer financing exemption available under 45-106, in each of the provinces of Canada, other than Québec.
Document Source: https://www.globenewswire.com/news-release/2024/11/19/2983641/0/en/SOL-Global-Announces-C-3-6-Million-Brokered-Private-Placement-of-Units.html (archive.org page / archive.org listing)


SOLOWIN Signs Strategic Partnership with Zodia Custody to Facilitate Hong Kong's Digital Asset Ecosystem

Document Date: Nov. 21, 2024, 1 p.m. / Source: GlobeNewswire
Activity Class: PartnershipActivity / Region: Hong Kong Special Administrative Region
Partnership: Document Extract: Zodia Custody will be one of several custody providers available to Solowin's diverse client base, enhancing the range of options offered with its additional layers of security, control and bank-grade compliance for their digital asset holdings. In addition, SOLOWIN and Zodia Custody will jointly explore opportunities to combine their expansive resources and global regulatory licensing framework (existing and future) to maximize synergies and capitalize on growing investor demand in the region. All offerings will be subject to necessary regulatory approvals. Mr. Marco Lim, Web3 Partner of SOLOWIN, commented, "Partnering with Zodia Custody allows us to enhance our service offerings and meet the evolving needs of our clients while at the same time strengthening Hong Kong's digital asset ecosystem with a fully segregated wallet. Zodia Custody provides SOLOWIN with solutions including wallet management, protection and bank-grade compliance, which enables our investors around the globe to realize the full potential of the digital asset future-simply, safely, and without compromise ."
Document Source: https://www.globenewswire.com/news-release/2024/11/21/2985168/0/en/SOLOWIN-Signs-Strategic-Partnership-with-Zodia-Custody-to-Facilitate-Hong-Kong-s-Digital-Asset-Ecosystem.html (archive.org page / archive.org listing)


Shore Capital Partners Announces Recapitalization of Point C through its Healthcare Advantage Fund

Document Date: Nov. 19, 2024, 2 p.m. / Source: Business Wire
Activity Class: CorporateFinanceActivity / Type: Investment / Region: United States
Investor: Target: Document Extract: Shore Capital Partners ("Shore Capital" or "Shore") , a Chicago - based private equity firm with offices in Nashville, announced its strategic investment in support of the recapitalization and growth of Point C (the "Company") , a third party administrator ("TPA") of medical benefits, cost containment and other administrative services for self-insured employers.
Document Source: https://www.businesswire.com/news/home/20241119962898/en/Shore-Capital-Partners-Announces-Recapitalization-of-Point-C-through-its-Healthcare-Advantage-Fund (archive.org page / archive.org listing)


Morgan Stanley Capital Partners Acquires FoodScience

Document Date: Nov. 19, 2024, 2 p.m. / Source: Business Wire
Activity Class: CorporateFinanceActivity / Type: Acquisition / Region: Williston
Vendor: Buyer: Target: Document Extract: Morgan Stanley Capital Partners Acquires FoodScience.
Document Source: https://www.businesswire.com/news/home/20241118822513/en/Morgan-Stanley-Capital-Partners-Acquires-FoodScience (archive.org page / archive.org listing)


Performance Brokerage Services Advises on the Sale of Vann Chrysler Dodge Jeep Ram in Vineland, New Jersey to Cumberland County Auto Group

Document Date: Nov. 20, 2024, 5 a.m. / Source: PR Newswire
Activity Class: CorporateFinanceActivity / Type: Acquisition / Region: Bailiwick of Jersey
Vendor: Buyer: Participant: Target: Document Extract: Performance Brokerage Services, the leader in dealership buy-sell activity, announces the sale of Vann Chrysler Dodge Jeep Ram in Vineland, New Jersey from George Vanderheyden to Cumberland County Auto Group.
Document Source: https://www.prnewswire.com/news-releases/performance-brokerage-services-advises-on-the-sale-of-vann-chrysler-dodge-jeep-ram-in-vineland-new-jersey-to-cumberland-county-auto-group-302310699.html (archive.org page / archive.org listing)


AFORE INSURANCE FORMS MID-ATLANTIC HUB WITH BCA INSURANCE GROUP PARTNERSHIP

Document Date: Nov. 22, 2024, 1:48 p.m. / Source: PR Newswire
Activity Class: PartnershipActivity / Region: Bailiwick of Jersey
Partnership: Document Extract: This collaboration is not just a geographical expansion, but a blending of expertise and resources designed to enhance the overall experience for clients of both companies ." By joining Afore, BCA becomes its premier regional platform partner in the Mid-Atlantic region. Post this. Mr. Cohen, Executive Vice President of BCA, emphasized the potential for innovation and service excellence through this partnership, which combines BCA's local market knowledge with Afore's national resources as a top 100 insurance broker. He noted that their combined capabilities position them to deliver tailored solutions to meet client needs.
Document Source: https://www.prnewswire.com/news-releases/afore-insurance-forms-mid-atlantic-hub-with-bca-insurance-group-partnership-302313740.html (archive.org page / archive.org listing)


AFORE INSURANCE FORMS MID-ATLANTIC HUB WITH BCA INSURANCE GROUP PARTNERSHIP

Document Date: Nov. 22, 2024, 1:48 p.m. / Source: PR Newswire
Activity Class: PartnershipActivity
Partnership: Document Extract: The transaction marks a significant milestone for BCA, enabling the firm to expand its footprint by becoming the cornerstone platform hub for Afore in the Mid-Atlantic. The firm will continue to operate under the BCA name and existing leadership; all team members will remain with the company in their current roles and continue to serve clients from BCA's Northfield and Marlton, New Jersey offices. Other terms of the deal were not disclosed. Commenting on the transaction, Mr. Balsley, President of BCA, shared, "BCA will be pivotal in leading Afore's growth and operational integration into these new markets. This collaboration is not just a geographical expansion, but a blending of expertise and resources designed to enhance the overall experience for clients of both companies ."
Document Source: https://www.prnewswire.com/news-releases/afore-insurance-forms-mid-atlantic-hub-with-bca-insurance-group-partnership-302313740.html (archive.org page / archive.org listing)


Arthur J. Gallagher & Co. Acquires THB Chile

Document Date: Nov. 21, 2024, noon / Source: PR Newswire
Activity Class: CorporateFinanceActivity / Type: Acquisition / Region: Republic of Chile
Buyer: Target: Document Extract: ROLLING MEADOWS, Ill., Nov. 21, 2024 /PRNewswire/ - Arthur J. Gallagher & Co. today announced the acquisition of Santiago, Chile - based THB Chile.
Document Source: https://www.prnewswire.com/news-releases/arthur-j-gallagher--co-acquires-thb-chile-302311989.html (archive.org page / archive.org listing)


One80 Intermediaries Expands Reinsurance Offering With Acquisition of Waypoint Underwriting Management

Document Date: Nov. 19, 2024, 1 p.m. / Source: Business Wire
Activity Class: CorporateFinanceActivity / Type: Acquisition / Region: United States
Buyer: Target: Document Extract: One80 Intermediaries Expands Reinsurance Offering With Acquisition of Waypoint Underwriting Management.
Document Source: https://www.businesswire.com/news/home/20241119111660/en/One80-Intermediaries-Expands-Reinsurance-Offering-With-Acquisition-of-Waypoint-Underwriting-Management (archive.org page / archive.org listing)

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